Compliance Advisory - Apprentice (12 Months)
HSBC · Mumbai
- SalaryNot disclosed
- Work modeonsite
- Levelintern
- Posted21 Sept 2026
About HSBC
HSBC is hiring in Mumbai in financial services.
Skills
- Asset Management compliance
- SEBI Mutual Funds Regulations
- SEBI Portfolio Managers Regulations
- India's regulatory framework
- compliance monitoring
- regulatory filings
- compliance requirements
The role
A regulatory compliance analyst at a financial services company supports asset management compliance by applying SEBI regulations, coordinating regulatory filings, and tracking remediation actions. The role also uses compliance monitoring.
Full job description
HSBC is hiring for the role of Compliance Advisory - Apprentice (12 Months)!
Responsibilities of the Intern:
Assist with maintaining compliance trackers, and evidence repositories (e.g., monitoring actions, issues, and attestations), preparing documentation for internal governance forums and routine compliance reporting. It will also include supporting the scheduling and coordination of compliance activities (training, monitoring, reviews, and meetings).
Support execution of compliance monitoring plans by gathering data, performing basic checks, and documenting results. It will also include tracking remediation actions and follow up on open items with relevant stakeholders.
Stakeholder and regulatory liaison - Assist with engaging internal stakeholders on compliance related matters, including interaction support for auditors where required.
Regulatory filings, submissions and inspections - Support timely regulatory filings and data submissions; help coordinate responses for regulatory inspections and local audit requirements. Assist in the coordination and timely resolution of investor complaints escalated by the regulator. Support employees dealing checks and related compliance requirements.
Requirements:
This apprenticeship is designed for a graduate or early-career professional (0–2 years’ experience) who wants to build practical expertise in Asset Management compliance and India’s regulatory framework.
The role supports the Compliance function by helping the team monitor, assess, and improve adherence to regulatory requirements (including SEBI Mutual Funds and SEBI Portfolio Managers Regulations, plus other applicable rules) and internal policies.